2.b.
How to Read a Primary Source
Good reading is about asking questions of your sources. Keep the following in mind
when reading primary sources. Even if you believe you can't arrive at the
answers, imagining possible answers will aid your comprehension. Reading
primary sources requires that you use your historical imagination. This process
is all about your willingness and ability to ask questions of the material,
imagine possible answers, and explain
your reasoning.
I. Evaluating primary source texts: I've developed an acronym that may help
guide your evaluation of primary source texts: PAPER.
- Purpose of the author in
preparing the document
- Argument and strategy she or
he uses to achieve those goals
- Presuppositions and values (in
the text, and our own)
- Epistemology (evaluating truth
content)
- Relate to other texts (compare
and contrast)
Purpose
- Who is
the author and what is her or his place in society (explain why you are
justified in thinking so)? What could or might it be, based on the text,
and why?
- Why did
the author prepare the document? What was the occasion for its creation?
- What is
at stake for the author in this text? Why do you think she or he wrote it?
What evidence in the text tells you this?
- Does
the author have a thesis? What -- in one sentence -- is that thesis?
Argument
- What is
the text trying to do? How does the text make its case? What is its
strategy for accomplishing its goal? How does it carry out this strategy?
- What is
the intended audience of the text? How might this influence its rhetorical
strategy? Cite specific examples.
- What
arguments or concerns does the author respond to that are not clearly stated? Provide at
least one example of a point at which the author seems to be refuting a
position never clearly stated. Explain what you think this position may be
in detail, and why you think it.
- Do you
think the author is credible and reliable? Use at least one specific
example to explain why. Make sure to explain the principle of rhetoric or
logic that makes this passage credible.
Presuppositions
- How do
the ideas and values in the source differ from the ideas and values of our
age? Offer two specific examples.
- What
presumptions and preconceptions do we as readers bring to bear on this
text? For instance, what portions of the text might we find objectionable,
but which contemporaries might have found acceptable. State the values we
hold on that subject, and the values expressed in the text. Cite at least
one specific example.
- How
might the difference between our values and the values of the author
influence the way we understand the text? Explain how such a difference in
values might lead us to mis-interpret the text, or understand it in a way
contemporaries would not have. Offer at least one specific example.
Epistemology
- How
might this text support one of the arguments found in secondary sources
we've read? Choose a paragraph anywhere in a secondary source we've read,
state where this text might be an appropriate footnote (cite page and
paragraph), and explain why.
- What
kinds of information does this text reveal that it does not seemed
concerned with revealing? (In other words, what does it tell us without knowing it's telling us?)
- Offer
one claim from the text which is the author's interpretation. Now offer
one example of a historical "fact" (something that is absolutely
indisputable) that we can learn from this text (this need not be the
author's words).
Relate: Now choose another of the
readings, and compare the two, answering these questions:
- What
patterns or ideas are repeated throughout the readings?
- What
major differences appear in them?
- Which
do you find more reliable and credible?
II. Here are some
additional concepts that will help you evaluate primary source texts:
- Texts
and documents, authors and creators: You'll see these phrases a lot. I
use the first two and the last two as synonyms. Texts are historical
documents, authors their creators, and vice versa. "Texts" and
"authors" are often used when discussing literature, while
"documents" and "creators" are more familiar to
historians.
- Evaluating
the veracity (truthfulness) of texts: For the rest of this discussion,
consider the example of a soldier who committed atrocities against
non-combatants during wartime. Later in his life, he writes a memoir that
neglects to mention his role in these atrocities, and may in fact blame
them on someone else. Knowing the soldier's possible motive, we would be
right to question the veracity of his account.
- The
credible vs. the reliable text:
- Reliability refers to our ability to
trust the consistency of the author's account of the truth. A reliable
text displays a pattern of verifiable
truth-telling that tends to render the unverifiable parts of the text
true. For instance, the soldier above may prove to be utterly reliable
in detailing the campaigns he participated in during the war, as
evidence by corroborating records. The only gap in his reliability may
be the omission of details about the atrocities he committed.
- Credibility refers to our ability to
trust the author's account of the truth on the basis of her or his tone
and reliability. An author who is inconsistently truthful -- such as the
soldier in the example above -- loses credibility. There are many other
ways authors undermine their credibility. Most frequently, they convey
in their tone that they are not neutral (see below). For example, the
soldier above may intersperse throughout his reliable account of
campaign details vehement and racist attacks against his old enemy. Such
attacks signal readers that he may have an interest in not portraying
the past accurately, and hence may undermine his credibility, regardless
of his reliability.
- An
author who seems quite credible may be utterly unreliable. The author
who takes a measured, reasoned tone and anticipates counter-arguments
may seem to be very credible, when in fact he presents us with complete
balderdash. Similarly, a reliable author may not always seem credible.
It should also be clear that individual texts themselves may have
portions that are more reliable and credible than others.
- The
objective vs. the neutral text: We often wonder if the author of a text
has an "ax to grind" which might render her or his words
unreliable.
- Neutrality refers to the stake an
author has in a text. In the example of the soldier who committed
wartime atrocities, the author seems to have had a considerable stake in
his memoir, which was the expunge his own guilt. In an utterly neutral
document, the creator is not aware that she or he has any special stake
in the construction and content of the document. Very few texts are ever
completely neutral. People generally do not go to the trouble to record
their thoughts unless they have a purpose or design which renders them
invested in the process of creating the text. Some historical texts,
such as birth records, may appear to be more neutral than others,
because their creators seem to have had less of a stake in creating
them. (For instance, the county clerk who signed several thousand birth
certificates likely had less of a stake in creating an individual birth
certificate than did a celebrity recording her life in a diary for
future publication as a memoir.)
- Objectivity refers to an author's
ability to convey the truth free of underlying values, cultural
presuppositions, and biases. Many scholars argue that no text is or ever
can be completely objective, for all texts are the products of the
culture in which their authors lived. Many authors pretend to
objectivity when they might better seek for neutrality. The author who
claims to be free of bias and presupposition should be treated with
suspicion: no one is free of their values. The credible author
acknowledges and expresses those values so that they may accounted for
in the text where they appear.
- Epistemology:
a fancy word for a straight-forward concept. "Epistemology" is
the branch of philosophy that deals with the nature of knowledge. How do
you know what you know? What is the truth, and how is it determined? For
historians who read primary sources, the question becomes: what can I
know of the past based on this text, how sure can I be about it, and how
do I know these things?
- This
can be an extremely difficult question. Ultimately, we cannot know
anything with complete assurance, because even our senses may fail us.
Yet we can conclude, with reasonable accuracy, that some things are more
likely to be true than others (for instance, it is more likely that the
sun will rise tomorrow than that a human will learn to fly without wings
or other support). Your task as a historian is to make and justify decisions about the
relative veracity of historical texts, and portions of them. To do this,
you need a solid command of the principles of sound reasoning.
Source:
Patrick
Rael, Bowdoin College
“How to Read a
Primary Source”
Patrick Rael, Reading,
Writing, and Researching for History: A Guide for College Students (Brunswick, ME: Bowdoin College, 2004).
* taken from: http://www.bowdoin.edu/writing-guides/